Centro de Documentação da PJ
Monografia
 CD241 |
Islamic Republic of Afghanistan - detailed assessment report on anti-money laundering and combating the financing of terrorism [Documento electrónico] / International Monetary Fund.- Washington, D.C. : International Monetary Fund, 2011.- 273 p. ; 30 cm. - (IMF Country Report ; 11/317)
(*) Ficheiro em formato pdf (1,5 MB). Disponível em: http://www.imf.org/external/pubs/ft/scr/2011/cr11317.pdf (acedido em 14-01-2014).
BRANQUEAMENTO DE CAPITAIS, FINANCIAMENTO DO TERRORISMO, RELATÓRIO, AFEGANISTÃO
Preface. Executive Summary. 1. GENERAL. 1.1. General Information on the Islamic Republic of Afghanistan. 1.2. General situation of ML and FT. 1.3. Overview of the financial sector. 1.4. Overview of the DNFPBs. 1.5. Overview of commercial laws and mechanisms governing legal persons and arrangements. 1.6. Overview of strategy to prevent money laundering and terrorism financing. 2. LEGAL SYSTEM AND RELATED INSTITUTIONAL MEASURES. 2.1. Criminalization of Money Laundering (R.1 and 2). 2.2. Criminalization of Terrorist Financing (SR.II). 2.3. Confiscation, freezing and seizing of proceeds of crime (R.3). 2.4. Freezing of funds used for terrorist financing (SR.III). 2.5. The Financial Intelligence Unit and its Functions (R.26). 2.6. Law enforcement, prosecution and other competent authorities—the framework for the investigation and prosecution of offenses, and for confiscation and freezing (R.27, & 28) 2.7. Cross-Border Declaration or Disclosure (SR.IX). 3. PREVENTIVE MEASURES—FINANCIAL INSTITUTIONS. 3.1. Risk of money laundering or terrorist financing. 3.2. Customer due diligence, including enhanced or reduced measures (R.5 to 8). 3.3. Third Parties and Introduced Business (R.9). 3.4. Financial Institution Secrecy or Confidentiality (R.4). 3.5. Record-keeping and wire transfer rules (R.10 & SR.VII). 3.6. Monitoring of Transactions and Relationships (R.11 and 21). 3.7. Suspicious Transaction Reports and Other Reporting (R.13-14,19, 25 & SR.IV). 3.8. Internal Controls, Compliance, Audit, and Foreign Branches (R.15 and 22). 3.9. Shell Banks (R.18). 3.10. The Supervisory and Oversight System—Competent Authorities and SROs. Role, Functions, Duties, and Powers (Including Sanctions) (R. 23, 29, 17 and 25). 3.11. Money or Value-Transfer Services (SR.VI). 4. PREVENTIVE MEASURES—DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS. 4.1. Customer Due Diligence and Record keeping (R.12). 4.2. Suspicious Transaction Reporting (R.16). 4.3. Regulation, Supervision, and Monitoring (R.24-25). 4.4. Other Non-Financial Businesses and Professions—Modern, Secure Transaction Techniques (R.20). 5. LEGAL PERSONS AND ARRANGEMENTS & NON-PROFIT ORGANIZATIONS. 5.1. Legal Persons—Access to Beneficial Ownership and Control Information (R.33). 5.2. Legal Arrangements—Access to Beneficial Ownership and Control Information (R.34). 5.3. Non-Profit Organizations (SR.VIII). 6. NATIONAL AND INTERNATIONAL CO-OPERATION. 6.1. National Co-Operation and Coordination (R.31 & R. 32). 6.2. The Conventions and UN Special Resolutions (R.35 & SR.I). 6.3. Mutual Legal Assistance (R.36-38, SR.V). 6.4. Extradition (R.37, 39, SR.V). 6.5. Other Forms of International Co-Operation (R.40 & SR.V). 7. OTHER ISSUES. 7.1. Resources and Statistics. 7.1.1. Other relevant AML/CFT Measures or Issues. 7.1.2. General Framework for AML/CFT System (see also section 1.1). Tables 1. Ratings of Compliance with FATF Recommendations. 2. Recommended Action Plan to Improve the AML/CFT System. Annexes. 1. Details of All Bodies Met During the On-Site Visit. 2. List of All Laws, Regulations, and Other Material Received.